SmartPLS and PLS-SEM in Social Psychology: From Confirmatory Measurement to Structural Relationships

By Dileep Verma (Research Expert and Associate Editor of Track2training, New Delhi, India)

Social psychology often studies concepts that cannot be observed directly. Attitudes, perceived discrimination, social identity, trust, human dignity, prejudice, perceived inclusion, behavioural intentions, and psychological well-being are examples of latent constructs. Researchers usually measure these concepts through multiple questionnaire items rather than a single observed variable. Structural equation modelling (SEM) is particularly useful in such situations because it allows researchers to examine measurement quality and relationships among constructs within an integrated statistical framework.

SmartPLS 4 provides several SEM approaches in one graphical environment, including partial least squares structural equation modelling (PLS-SEM), consistent PLS (PLSc), confirmatory composite analysis (CCA), covariance-based SEM (CB-SEM), and confirmatory factor analysis (CFA) (Ringle et al., 2024). The choice among these methods should follow the theoretical conception of the constructs and the purpose of the analysis rather than software convenience.

CFA, CCA and PLS-SEM: An Important Distinction

Researchers should distinguish CFA from CCA. CFA belongs to the common-factor tradition and is normally associated with CB-SEM. SmartPLS now supports CFA through its CB-SEM functionality using maximum-likelihood estimation. CFA asks whether observed indicators adequately represent hypothesised latent factors and is commonly used before evaluating structural relationships in CB-SEM (Hair et al., 2018; Hair et al., 2025).

CCA serves a related confirmatory purpose within composite-based SEM, including PLS-SEM. Hair, Howard, and Nitzl (2020) proposed CCA as a systematic procedure for assessing measurement-model quality in PLS-SEM. Current SmartPLS documentation nevertheless notes continuing methodological debate about CCA and does not recommend treating it as the only approach to measurement-model assessment.

This distinction matters in social psychology. If a researcher conceptualises psychological attributes as common factors that generate observed responses, CFA may be appropriate. If the research model uses composite-based estimation and emphasises explanation or prediction of relationships among constructs, PLS-SEM may be suitable.

Confirmatory Assessment of the Measurement Model

Before interpreting relationships among psychological constructs, researchers need to establish that the measures have acceptable reliability and validity.

For reflective constructs, outer loadings provide an initial assessment of indicator reliability. A loading of approximately 0.708 or higher is desirable because 0.70820.708^2 is approximately 0.50, indicating that the construct explains about half of the indicator’s variance (Hair et al., 2022). Indicators with loadings between 0.40 and 0.708 should not be deleted automatically. Researchers should consider theoretical content and whether removing an item improves composite reliability and AVE. Very weak indicators, particularly those below 0.40, generally require closer scrutiny.

Internal consistency is then assessed. Cronbach’s alpha (ฮฑ), rho_A, and composite reliability (rho_c) are commonly reported. Values of 0.70 or above generally indicate acceptable reliability in established research, while values between 0.70 and 0.95 are usually desirable for composite reliability. Values above approximately 0.95 may indicate that indicators are excessively similar or redundant (Hair et al., 2022).

Convergent validity is commonly evaluated using the Average Variance Extracted (AVE). An AVE โ‰ฅ 0.50 indicates that a construct explains at least half of the variance in its indicators on average.

A practical reporting guide is therefore:

Outer loadings: preferably โ‰ฅ 0.708
Cronbach’s ฮฑ: generally โ‰ฅ 0.70
rho_A: generally โ‰ฅ 0.70
Composite reliability (rho_c): approximately 0.70โ€“0.95
AVE: โ‰ฅ 0.50

These thresholds should guide judgement rather than operate as mechanical rules for deleting questionnaire items.

Discriminant Validity: Give Priority to HTMT

Social-psychological constructs are often conceptually related. Perceived discrimination may correlate with social exclusion; dignity may correlate with psychological well-being; and attitudes may correlate strongly with behavioural intentions. Researchers therefore need to demonstrate that supposedly different constructs are empirically distinguishable.

The Heterotrait-Monotrait ratio (HTMT) has become the preferred criterion for evaluating discriminant validity in PLS-SEM (Henseler et al., 2015). An HTMT value below 0.85 represents a conservative criterion, while 0.90 is frequently used when constructs are conceptually close.

Older PLS-SEM studies frequently report the Fornell-Larcker criterion and cross-loadings. These can still appear as supplementary information, but current SmartPLS guidance describes them as outdated for establishing discriminant validity because they may fail to identify validity problems that HTMT detects.

Thus, a modern PLS-SEM study should normally give greater weight to HTMT and, where appropriate, bootstrap-based HTMT inference.

From Measurement to the Structural Model

Once measurement quality has been established, researchers can assess the structural model. The analysis commonly considers collinearity, path coefficients (ฮฒ), coefficient of determination (Rยฒ), effect size (fยฒ), statistical significance, confidence intervals, and predictive assessment where relevant (Hair et al., 2019; Hair et al., 2022).

For example, a social psychologist might hypothesise:

Perceived discrimination โ†’ Social exclusion โ†’ Psychological well-being

or:

Institutional inclusion โ†’ Human dignity โ†’ Perceived policy impact

PLS-SEM allows researchers to estimate these relationships simultaneously while accounting for the measurement of each construct.

Why 5,000 Bootstrap Samples?

PLS-SEM commonly uses non-parametric bootstrapping to assess the statistical uncertainty of estimated relationships. A researcher can generate 5,000 bootstrap samples, repeatedly re-estimate the model, and obtain standard errors, t-values, p-values, and confidence intervals.

The analytical sequence can be expressed as:

Original sample โ†’ 5,000 bootstrap resamples โ†’ repeated model estimation โ†’ sampling distribution โ†’ confidence intervals and significance tests

Researchers should therefore report the path coefficient (ฮฒ), bootstrap standard error, t-value or p-value, and confidence interval, rather than relying solely on whether p < .05.

Bootstrapping is particularly useful for indirect effects and mediation, where researchers need to assess the indirect pathway itself rather than infer mediation simply because separate component paths are statistically significant.

What About Model Fit?

This is an area where CFA and PLS-SEM should not be mixed.

For CFA conducted through CB-SEM, researchers may examine global fit statistics such as ฯ‡ยฒ, CFI, TLI, RMSEA and SRMR. Common guidelines often regard CFI/TLI around 0.90 or higher, RMSEA below about 0.08, and SRMR below about 0.08 as indicative of acceptable fit, although interpretation depends on model characteristics and should not rely on a single cutoff (Kline, 2023).

These CB-SEM fit criteria should not simply be transferred to standard PLS-SEM. PLS-SEM has a different estimation objective, and measurement quality is primarily evaluated through reliability, convergent validity, discriminant validity, and appropriate assessment of formative measures when present.

Demographic Robustness Without Fishing for Moderators

Social-psychological findings may also be checked across characteristics such as gender, age, education, income, employment status, residence, or prior experience. Such analysis can establish whether the main conclusions remain reasonably stable after accounting for relevant demographic characteristics.

However, robustness analysis is not automatically moderation analysis.

Researchers should avoid adding numerous interaction terms simply because SmartPLS makes moderation technically easy. When theory does not specify demographic moderation, the more defensible approach is to retain the prespecified structural model and use demographics for clearly defined robustness checks. Where theoretically justified group comparisons are required, researchers should consider measurement invariance and appropriate multigroup analysis.

PLS-SEM Does Not Automatically Demonstrate Causality

Finally, arrows in a SmartPLS model do not themselves prove causal effects. This limitation is especially important for cross-sectional observational social-psychological surveys.

A significant coefficient from perceived discrimination to well-being establishes a statistical relationship conditional on the specified model. It does not independently rule out reverse relationships, omitted variables, selection processes, or other explanations.

Researchers should therefore write:

“Perceived discrimination was negatively associated with psychological well-being.”

rather than:

“Perceived discrimination caused lower psychological well-being.”

Similarly, statistically significant mediation in cross-sectional data supports an indirect statistical relationship consistent with the theoretical mechanism, but it should not automatically be presented as evidence of a causal process.

Conclusion

SmartPLS offers social psychologists a flexible environment for studying complex relationships among attitudes, perceptions, identities, experiences, and behavioural outcomes. A rigorous application begins with theory and construct specification, followed by careful measurement assessment and only then structural-model evaluation.

For PLS-SEM, researchers should examine indicator loadings, reliability, AVE and especially HTMT before interpreting structural paths. Bootstrapping with 5,000 resamples provides inference for direct and indirect relationships. Demographic checks can assess robustness without turning the analysis into an exploratory search for moderators. Most importantly, researchers should distinguish CFA from CCA, CB-SEM fit from PLS-SEM assessment, statistical association from causation, and software capability from theoretical justification.

These distinctions make SmartPLS more than a path-diagram tool. They allow researchers to use SEM in a way that remains closely connected to measurement theory, substantive social-psychological questions, and defensible statistical interpretation.

References

Hair, J. F., Babin, B. J., Ringle, C. M., Sarstedt, M., & Becker, J.-M. (2025). Covariance-based structural equation modeling (CB-SEM): A SmartPLS 4 software tutorial. Journal of Marketing Analytics, 13, 709โ€“724.

Hair, J. F., Black, W. C., Babin, B. J., & Anderson, R. E. (2018). Multivariate data analysis (8th ed.). Cengage.

Hair, J. F., Howard, M. C., & Nitzl, C. (2020). Assessing measurement model quality in PLS-SEM using confirmatory composite analysis. Journal of Business Research, 109, 101โ€“110.

Hair, J. F., Hult, G. T. M., Ringle, C. M., & Sarstedt, M. (2022). A primer on partial least squares structural equation modeling (PLS-SEM) (3rd ed.). Sage.

Hair, J. F., Risher, J. J., Sarstedt, M., & Ringle, C. M. (2019). When to use and how to report the results of PLS-SEM. European Business Review, 31(1), 2โ€“24.

Henseler, J., Ringle, C. M., & Sarstedt, M. (2015). A new criterion for assessing discriminant validity in variance-based structural equation modeling. Journal of the Academy of Marketing Science, 43, 115โ€“135.

Kline, R. B. (2023). Principles and practice of structural equation modeling (5th ed.). Guilford Press.

Ringle, C. M., Wende, S., & Becker, J.-M. (2024). SmartPLS 4. SmartPLS.

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The Idea of Indian Democracy: Types, Successes, and Shortcomings

By Dileep Verma

Photo by Pixabay on Pexels.com

The Idea of Indian Democracy: Varieties, Successes, and Shortcomings

Introduction

Indian democracy stands as the largest and one of the most vibrant democratic experiments in the world, embodying the aspirations of over a billion people across diverse cultures, languages, and religions. Rooted in the Constitution adopted in 1950, it is founded on the principles of sovereignty, equality, liberty, and justice, while embracing pluralism as its defining strength. The system operates through multiple forms โ€“ representative, parliamentary, federal, and social โ€“ ensuring governance that is both participatory and inclusive. Over the decades, Indiaโ€™s democratic journey has witnessed remarkable achievements, from peaceful transitions of power to the empowerment of historically marginalised communities. At the same time, it has grappled with persistent challenges such as corruption, casteism, communal tensions, and the influence of money in politics. Understanding the varieties, successes, and shortcomings of Indian democracy is essential to appreciating its resilience, diagnosing its flaws, and envisioning a future where democratic ideals are fully realised in practice.

Types of Indian Democracy

Representative Democracy
In Indiaโ€™s representative democracy, citizens elect their leaders through free and fair elections to voice their concerns and make decisions on their behalf. This system ensures that governance reflects the will of the people, allowing them to hold their representatives accountable through periodic elections. By delegating decision-making authority to elected officials, citizens can participate indirectly in shaping policies and laws, creating a bridge between the government and the governed.

Parliamentary Democracy
India follows the Westminster model of parliamentary democracy, where the Prime Minister and the Council of Ministers are chosen from among the elected members of Parliament. They are collectively responsible to the legislature, ensuring that the executive remains answerable to the people’s representatives. This arrangement allows for continuous legislative oversight, fosters transparency, and maintains a balance of power between law-making and law-enforcing bodies.

Federal Democracy
Indian democracy is also federal in nature, with powers and responsibilities distributed between the Union government and the states. This division, outlined in the Constitution, enables regional governments to address local needs while maintaining national cohesion. Such an arrangement not only protects the diversity of Indiaโ€™s vast population but also strengthens democratic participation at multiple levels of governance.

Social Democracy
Social democracy in India strives to create a society where justice, equality, and dignity are accessible to all. Through measures such as affirmative action, reservations, and targeted welfare programmes, it aims to bridge the socio-economic gaps caused by historical injustices. This commitment to inclusivity ensures that disadvantaged communities are given opportunities to participate equally in the democratic process.


Successes

Smooth Transitions of Power
One of the notable successes of Indian democracy is the peaceful transfer of power through regular elections. Governments change hands without violence, demonstrating the maturity and resilience of the democratic system. This stability strengthens the legitimacy of political institutions and builds public trust in governance.

Empowerment of Marginalised Communities
Affirmative action policies, reservations, and rights-based legislation have empowered Scheduled Castes, Scheduled Tribes, women, and other marginalised groups. These measures have expanded access to education, employment, and political representation, helping to address centuries of social exclusion.

A Robust Judiciary
Indiaโ€™s independent judiciary serves as the guardian of the Constitution and protector of citizensโ€™ rights. Through judicial review, it checks executive and legislative excesses, ensuring that the principles of justice, liberty, and equality remain intact.

Freedom of Speech and Press
The right to freely express opinions and access information through a free press is a cornerstone of Indian democracy. This freedom encourages public debate, holds leaders accountable, and ensures that governance remains transparent and responsive to the people.


Shortcomings

Corruption and Abuse of Public Office
Despite democratic safeguards, corruption remains a significant challenge in India. Misuse of public office for personal gain undermines trust in institutions and diverts resources away from public welfare.

Casteism, Communalism, and Political Polarization
Deep-rooted caste and communal divisions continue to influence politics, often leading to social tensions and reduced national unity. Increasing polarisation can weaken democratic consensus and hamper effective governance.

Limited Political Awareness
In certain sections of society, low levels of political literacy limit meaningful participation in democratic processes. Without adequate awareness, citizens may be less able to hold leaders accountable or make informed electoral choices.

Criminalization of Politics and Money Power
The growing presence of individuals with criminal backgrounds in politics, coupled with the influence of money in elections, poses a serious threat to democratic integrity. These factors distort the electoral process and reduce public confidence in political leadership.

Conclusion

The idea of Indian democracy is both ambitious and dynamic, reflecting the nationโ€™s vast diversity and complex socio-political fabric. Its varietiesโ€”representative, parliamentary, federal, and socialโ€”work together to create a framework that aspires to uphold justice, equality, and liberty for all citizens. Over the decades, the system has achieved notable successes, such as peaceful transfers of power, empowerment of marginalised groups, a vigilant judiciary, and the safeguarding of freedoms that form the lifeblood of democratic governance. Yet, persistent shortcomingsโ€”corruption, social divisions, political polarisation, low civic awareness, and the influence of money and crime in politicsโ€”remain significant challenges. The endurance of Indian democracy lies in its ability to reform, adapt, and engage citizens more meaningfully. Strengthening institutions, deepening political literacy, and fostering inclusivity are essential for ensuring that the promise of democracy is not merely an ideal but a lived reality for every Indian.

References

Verma, R. (2023). The Exaggerated Death of Indian Democracy. Journal of Democracy, 34(3), 153-161.

Dehalwar, K., & Sharma, S. N. (2024). Politics in the Name of Womenโ€™s Reservation. Contemporary Voice of Dalit, 2455328X241262562.

Guha, R. (1976). Indian Democracy: Long Dead, Now Buried. Journal of Contemporary Asia, 6(1), 39-53.

Kohli, A. (Ed.). (2001). The success of India’s democracy (Vol. 6). Cambridge University Press.

Kohli, A. (Ed.). (2014). India’s Democracy: An Analysis of Changing State-Society Relations. Princeton University Press.

Lijphart, A. (1996). The Puzzle of Indian Democracy: A Consociational Interpretation. American Political Science Review, 90(2), 258-268.

Tudor, M. (2023). Why India’s Democracy Is Dying. Journal of Democracy, 34(3), 121-132.

Varshney, A. (1998). India Defies the Odds: Why Democracy Survives. Journal of Democracy, 9(3), 36-50.